licensing financial

Licensing & Financial

Licensing & Financial

Investment services in the European Union are highly regulated. We work closely with you to understand your business and develop your plans. We can assist you with the Regulatory Business Plan, the Compliance Monitoring Programme, policies and procedures. Our team may help you with the day to day activities and until the project is completed.

Services we provide:

  • Execution of orders on behalf of clients
  • Investment Advice
  • Applications to the relevant authorities
  • Underwriting of financial instruments
  • Safekeeping and administration of financial instruments for the account of clients
  • Foreign exchange services where these are connected with the provision of investment services
  • Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments